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Uniform Securities Act
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341	ALABAMA SECURITIES COMMISSION Issue VI Special Legislative Edition Director’s Comment to the Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2005-02-09 16:27:04 Financial regulation Securities Corporate crime U.S. Securities and Exchange Commission Securities fraud Joseph Borg Uniform Securities Act Securities regulation in the United States Texas State Securities Board United States securities law Fraud Economics
342	Microsoft Word[removed]doc Add to Reading List Source URL: www.doj.nh.gov Language: English - Date: 2013-03-10 05:00:00 Financial system United States Securities and Exchange Commission Security Stock market 73rd United States Congress U.S. Securities and Exchange Commission Uniform Securities Act Securities fraud Securities regulation in the United States Financial economics United States securities law Finance
343	Microsoft Word - 13-317bsacUnitedStates Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-21 16:45:09 Basic Inc. v. Levinson SEC Rule 10b-5 Stoneridge Investment Partners v. Scientific-Atlanta Securities Litigation Uniform Standards Act Securities Act U.S. Securities and Exchange Commission Scienter Securities regulation in the United States Erica P. John Fund Inc. v. Halliburton Co. United States securities law Law Private Securities Litigation Reform Act
344	Other Litigation and Legal Activity The Office of General Counsel provides legal services to the Commission concerning its law enforcement, regulatory, legislative, and adjudicatory activities. The office represents the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-01-24 12:11:33 Financial regulation 73rd United States Congress Financial system Tort law Private Securities Litigation Reform Act Securities Exchange Act Securities Litigation Uniform Standards Act Securities Act Financial Industry Regulatory Authority United States securities law Law United States Securities and Exchange Commission
345	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-30 13:38:27 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered representative General Securities Representative Exam Securities Exchange Act Securities and Exchange Commission Uniform Securities Agent State Law Exam General Securities Principal Exam United States securities law Financial economics Financial system
346	Microsoft Word - WEAAD and S A F E.doc Add to Reading List Source URL: www.in.gov Language: English - Date: 2014-07-01 02:51:25 Healthcare reform in the United States Medicare Presidency of Lyndon B. Johnson Elder abuse Investor education Uniform Securities Act Secretary of State of Indiana Securities fraud Fraud Ethics Law Federal assistance in the United States
347	ALABAMA SECURITIES COMMISSION Special Legislative Edition Issue V March 2004 Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2009-02-25 13:16:53 Economics Securities fraud Uniform Securities Act Joseph Borg Securities regulation in the United States U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Investor education Fraud United States securities law Law Financial system
348	Other Litigation and Legal Activity The Office of General Counsel provides legal services to the Commission concerning its law enforcement, regulatory, legislative, and adjudicatory activities. The office represents the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-01-31 09:45:13 73rd United States Congress Private Securities Litigation Reform Act Scienter Securities Act Securities Exchange Act Insider trading MERS Merrill Lynch Pierce Fenner & Smith Inc. v. Dabit Securities Litigation Uniform Standards Act Law United States securities law United States Securities and Exchange Commission
349	UNITED STATED OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 31, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-31 15:45:54 U.S. Securities and Exchange Commission Economy of the United States Securities Litigation Uniform Standards Act United States Financial regulation United States securities law Public Company Accounting Oversight Board Securities Exchange Act
350	Microsoft Word - IAtransitionInfo.doc Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2012-04-05 16:49:43 Financial system North American Securities Administrators Association Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Uniform Combined State Law Exam Investment Advisers Act United States securities law Financial economics Finance

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